The Value of the IACCP® Designation

The Investment Adviser Certified Compliance Professional (IACCP®) program, co-sponsored by COMPLY and the Investment Adviser Association (IAA), is a continuing education program granting the IACCP Designation.  Learn more about the IACCP Designee benefits, requirements, and key information.

IACCP Designee Benefits:

  • Continuing education programs that are comprehensive in focus and include the Advisers Act and SEC Rules*
  • CCO Liability Insurance discount*
  • COMPLYConnect Conference and Expo, which is attended by more than 300 compliance professionals, industry experts, and regulators
    • IACCP Designee registration discount
    • Special IACCP Designee Breakfast with a keynote speaker
  • Virtual IACCP Designee Roundtable that meets every other month to provide Designees with more opportunities to share best practices and network with peers
  • IACCP LinkedIn Group to build your network of investment adviser compliance professionals
  • Earn double (2x) the continuing education (CE) credits for teaching or serving as a speaker or moderator at approved investment adviser-related courses, seminars, and conferences
  • More to come!

Reasons for Maintaining the IACCP Designation:

  • Connect with more than 1,250 IACCP Designees
  • Maintain and enhance professional competence
  • Review ethics and professional standards of conduct
  • Remain current with regulatory changes and trends
  • Increase the level and depth of investment adviser compliance knowledge

Requirements to maintain the IACCP Designation:

  • IACCP Designees maintain their designation with the annual professional continuing education (CE) requirement of 10 General CE credits and 2 Ethics CE credits
  • All credits can be earned by attending qualified educational programs offered through the IACCP program, the Investment Adviser Association, or other industry educational providers

View our Continuing Education Guide here.

Any questions? Please email nrstraining@comply.com