The Value of the IACCP® Designation

The Investment Adviser Certified Compliance Professional (IACCP®) program, co-sponsored by COMPLY and the Investment Adviser Association (IAA), is a continuing education program granting the IACCP Designation.  Learn more about the IACCP Designee benefits, requirements, and key information.

IACCP Designee Benefits:

  • Continuing education programs that are comprehensive in focus and include the Advisers Act and SEC Rules*
  • CCO Liability Insurance discount*
  • COMPLYConnect Conference and Expo, which is attended by more than 300 compliance professionals, industry experts, and regulators*
    • Special IACCP Designee Breakfast with a keynote speaker
  • Virtual IACCP Designee Roundtable that meets every other month to provide Designees with more opportunities to share best practices and network with peers
  • IACCP LinkedIn Group to build your network of investment adviser compliance professionals
  • Earn double (2x) the continuing education (CE) credits for teaching or serving as a speaker or moderator at approved investment adviser-related courses, seminars, and conferences
  • More to come!

*IACCP Designee discount is available.

Reasons for Maintaining the IACCP Designation:

  • Maintain and enhance professional competence
  • Maintain IACCP certification
  • Review ethics and professional standards of conduct
  • Remain current with regulatory changes and trends
  • Refresh investment adviser compliance knowledge
  • Increase the level and depth of investment adviser knowledge

Requirements to maintain the IACCP Designation:

  • IACCP Designees maintain their designation with the annual professional continuing education (CE) requirement of 10 General CE credits and 2 Ethics CE credits
  • All credits can be earned by attending qualified educational programs offered through the IACCP program, the Investment Adviser Association, or other industry educational providers

Any questions? Please email nrstraining@comply.com