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Comply Online Course & Education

Continue your regulatory education and certification requirements with our live and on-demand courses.

The 2026 COMPLY Education Course Calendar

Resources

Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.

Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Form ADV Part 1: Annual Updating Amendment and More
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Investment Adviser Codes of Ethics: The Rule Plus Implications of Gifts and...
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Two Trading Compliance Challenges: Valuation and Trade Errors
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Compliance Considerations for Elder Investors and Financial Exploitation
On-demand
WATCH ON DEMAND LEARN MORE
Course
RIA Year-End Compliance Check-up
On-demand
ON-DEMAND LIBRARY LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Trading Practices, Portfolio Compliance and Related Enforcement Cases
On-demand
ON-DEMAND LIBRARY LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Managing Technology for Traditional and Off-Channel Communication
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Compliance Programs Rules and Strategies for Managing Your Annual Review
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft, and...
On-demand
WATCH ON DEMAND LEARN MORE
Course
IACCP® Exam Study Session
On-demand
ON-DEMAND LIBRARY LEARN MORE
Course
  • CE:
  • CPE
  • IACCP
RIA Year-End Compliance Check-up
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Regulation S-P and Information Security Update: Evolving Regulatory Framework,...
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Compliance Professional Summit
On-demand
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Compliance Programs Rules and Strategies for Managing Your Annual Review
Thursday January 8, 2026
1:00 pm EST
REGISTER NOW LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Introduction to the Advisers Act: Framework, Registration, Exclusions and More
Tuesday January 13, 2026
1:00 pm EST
REGISTER NOW LEARN MORE
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