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Comply Online Course & Education

Continue your regulatory education and certification requirements with our live and on-demand courses.

The 2026 COMPLY Education Course Calendar

Resources

Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.

Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Investment Adviser Marketing Rule
Thursday June 11, 2026
1:00 pm EST
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Compliance Monitoring and Testing
Tuesday June 16, 2026
1:00 pm EST
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Investment Adviser Code of Ethics: The Rule Plus Implications of Gifts and...
Tuesday June 23, 2026
1:00 pm EST
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Investment Adviser Codes of Ethics: The Rule Plus Implications of Gifts and...
Tuesday June 23, 2026
1:00 pm EST
REGISTER NOW LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA and ’34 Act...
Tuesday July 14, 2026
10:00 am EST
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Symposium
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Virtual Investment Adviser Certified Compliance Professional (IACCP®) Program...
Tuesday July 14, 2026
10:00 am EST
REGISTER NOW LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft, and...
Tuesday July 14, 2026
1:00 pm EST
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Trading Practices, Portfolio Compliance and Related Enforcement Cases
Wednesday July 15, 2026
10:00 am EST
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage
Wednesday July 15, 2026
1:00 pm EST
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
SEC Examination and Enforcement Update for Investment Advisers
Wednesday July 15, 2026
3:30 pm EST
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Investment Adviser Marketing Rule
Thursday July 16, 2026
1:00 pm EST
WATCH ON DEMAND LEARN MORE
Course
  • CE:
  • CLE
  • CPE
  • IACCP
State Registered Advisers: Examination Strategies and Tutorial
Thursday July 16, 2026
3:30 pm EST
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Critical Skills for High-Performance Compliance Professionals
Friday July 17, 2026
10:00 am EST
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Professional Ethics: Ethical Decision-Making for Compliance Professionals
Thursday August 13, 2026
1:00 pm EST
ON-DEMAND LIBRARY LEARN MORE
Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Form ADV Part 2 and 3: Identifying and Disclosing Conflicts
Tuesday August 18, 2026
1:00 pm EST
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