Comply Launches Financial Services' First Agentic Compliance Platform MCP Server, Enabling Teams to Build Custom AI Agents Without Developers
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Firm Types
Private Funds
From MNPI to conflicts of interest and beyond. We help you manage the full scope of your compliance program.
Wealth Management & RIAs
It’s time to make compliance manageable. Meet the one-stop-shop for all your compliance needs.
Broker-Dealers
Don’t let regulatory burdens overun your broker-dealer firm. Manage compliance with ease. How? With Comply.
Investment Banks
Invest in the only compliance solution able to provide a full 360-degree view of risk. Invest in a scalable, configurable solution designed to meet your needs.
Endowments
Uphold institutional trust with scalable oversight. We help endowments manage conflicts, track disclosures, and align with fiduciary standards.
Solutions
Employee Compliance
Trade Monitoring
Code of Ethics
Conflicts of Interest
Case Management
Reporting & Analytics
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Individual Accountability
Firm Compliance
ComplyAI
Compliance Calendar
Risk Assessments
Annual Review
Intelligent Policy Builder
Best Interest Compliance
Communications Archiving
Comply’s Communications & Archiving solution helps firms meet these requirements with a centralized system that strengthens oversight, reduces manual review burdens, and maintains a robust record of supervision.
Products
Comply Product Suite
Comply Platform (formerly ComplySci)
The comprehensive solution to meet your complex compliance requirements.
Comply for RIA (formerly RIA in a Box)
Manage the full scope of your compliance program from one platform.
illumis
Real-time political contribution monitoring and intelligence to ensure pay-to-play compliance.
ComplianceGuardian (formerly NRS)
Comply helps firms reduce manual processes, strengthen supervisory control, and maintain defensible documentation.
Comply Accountability (IAR)
Services
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Education
Education
Resources
Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.
Online Courses
Continue your regulatory education and certification requirements with our live and on-demand courses.
Events and Webinars
From upcoming webinars to in-person conferences, check out these must-attend events.
Continuing Education
Complete your courses and maintain your requirements – with Comply.
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Comply Platform (formerly ComplySci)
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illumis
ComplianceGuardian
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English (UK & Europe)
Schedule a Demo
Comply Events & Webinars
Insights and best practices from compliance experts.
The 2026 COMPLY EDUCATION COURSE CALENDAR
Resources
Check out the latest blogs, articles, guides, and more to help you stay a step ahead of the regulatory curve.
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Events
Webinar
Delivery method
Live
On-demand
Webinar
From Detection to Documentation: Case Management in Motion
Wednesday April 15, 2026
11:00 am EST
REGISTER NOW
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Webinar
CE:
IACCP
The SEC in 2026 and Beyond: Enforcement Priorities in a Deregulatory Era
Wednesday April 22, 2026
2:00 pm EST
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Webinar
The CMO and CCO Guide to Marketing Rule Compliance for Growth-Focused Teams
Thursday April 23, 2026
11:00 am EST
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Webinar
Designing a Risk-Based Compliance Monitoring Programme
On-demand
WATCH RECORDING
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Webinar
2026 Comply Platform Roadmap and Showcase
On-demand
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Webinar
CE:
IACCP
Demystifying Books and Records in the Age of AI: What Regulators Expect Now
Tuesday March 31, 2026
11:00 am EST
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Event
FINRA
Washington, DC
May 12-14th, 2026
MEET WITH COMPLY AT FINRA
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Event
XLoD Global, London
London, UK
June 30- July 1, 2026
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Event
CE:
IACCP
ComplyConnect 2026
November 8-11, 2026
REGISTER HERE
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Event
Global RegTech Summit UK
London, UK
May 20th, 2026
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Webinar
AI in Financial Services: What Compliance Needs to Get Right
On-demand
WATCH RECORDING
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Webinar
Cybersecurity Essentials for Effective Compliance Oversight
On-demand
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Webinar
How Comply Lightens the Load with Managed Services
On-demand
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Webinar
2026 Midterms: Navigating Pay-to-Play Risk
Thursday March 12, 2026
11:00 am EST
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Webinar
Compliance Strategies for Small Advisory Firms
On-demand
WATCH RECORDING
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