As financial firms increasingly turn to third-party vendors to execute core business functions, they must contend with heightened exposure to the risks created by working with outside parties. Regulators are focusing on mitigating risk posed by third-party vendor exposure – putting pressure on firms to manage their risks through due diligence practices.
Proper vendor management and due diligence is critical to every firm’s compliance program. Automate your firm’s third-party due diligence review and documentation with COMPLY’s Vendor Due Diligence solution.
“I love that the company has created a culture that solicits feedback to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows!” – David Becker, CFIP
“It is easy to see COMPLY has an appetite for growing their knowledge in their industry and improving upon their product, and I am happy and proud to be a partner.” – Michael Isaac, Stadion Money Management
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Don’t let your third-party vendors open you up to cybersecurity and compliance risk. With COMPLY as your partner, you can continue to utilize vendors for efficiency without sacrificing security.
Download COMPLY’s Regulation Rundown for more information on the rules and regulations likely to impact firms over the next 12 months.
