Whether acquiring an investment adviser, making an institutional investment, or partnering with an asset manager, COMPLY’s counterparty manager services provide expert due diligence. Our compliance professionals conduct independent, in-depth assessments of risk management, internal controls, and compliance procedures to ensure alignment with industry best practices.
With COMPLY, you can:
âś” Conduct due diligence for institutional investors, private equity funds, broker-dealers, and pension plans
âś” Identify deficiencies in key areas like money laundering, personal trading, and investment restrictions
âś” Receive a comprehensive report to inform sound business decisions
