Vendor Due Diligence

As financial firms increasingly turn to third-party vendors to execute core business functions, they must contend with heightened exposure to the risks created by working with outside parties. Regulators are focusing on mitigating risk posed by third-party vendor exposure – putting pressure on firms to manage their risks through due diligence practices.

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Comprehensive Vendor Due Diligence

Leverage a Vendor's Expertise without Increasing Risk.

Proper vendor management and due diligence is critical to every firm’s compliance program. Automate your firm’s third-party due diligence review and documentation with COMPLY’s Comprehensive Vendor Due Diligence solution.

  • Streamline your firm’s initial and ongoing third-party due diligence on a single platform
  • Leverage standard due diligence questionnaires (DDQs), issue them to identified vendors, and monitor their response
  • Benefit from calendar reminders to regularly complete vendor due diligence activities
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Free Limited Vendor Due Diligence

Connect With Up to 5 Vendors with COMPLY's Free Solution.

COMPLY is committed to making the vendor due diligence platform available to all firms in order to help the industry collaboratively address this global challenge. 

The free version of our vendor due diligence platform allows your firm to connect with up to five vendors to help automate your third party technology vendor due diligence review and documentation.

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The Latest News and Insights from COMPLY

Leverage third-party vendors without sacrificing security. With COMPLY.

STRAIGHT FROM THE USERS

Client Testimonials

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“I love that the company has created a culture that solicits feedback to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows!” – David Becker, CFIP

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“It is easy to see COMPLY has an appetite for growing their knowledge in their industry and improving upon their product, and I am happy and proud to be a partner.” – Michael Isaac, Stadion Money Management

Why COMPLY?

DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

Vendor Due Diligence with Confidence

Don’t let your third-party vendors open you up to cybersecurity and compliance risk. With COMPLY as your partner, you can continue to utilize vendors for efficiency without sacrificing security.