On-Going Compliance Support Services

We’re here to help you tackle your most complex compliance challenges.

Expand your team with leading experts in the regulatory compliance space. Formerly known as the NRS Consulting Team, our compliance consultants are your go-to resource to achieve and maintain compliance with confidence.

Compliance is challenging – but we're here to help. Meet your new partner in compliance.

COMPLY On-Going Compliance Support Services

Partner with COMPLY

Make COMPLY your compliance partner through our renowned Partnership Program. The program combines access to our expert compliance professionals, our education programs and courses, as well as our leading software. Available in three configurations and varied price points, there is a Partnership program that is right for your firm.

STRAIGHT FROM THE SOURCE

The Latest News and Insights from COMPLY

Discover how decades of compliance expertise can help your firm mitigate risk and arm against the most rigorous of compliance challenges.

Straight from the Users

Client Testimonials

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“I love that the company has created a culture that solicits feedback to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows!” – David Becker, CFIP

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“The customer service at COMPLY is special. They are all extremely knowledgeable and friendly. I appreciate the team always allows me the opportunity to walk through the product and learn, so I can reduce the times I must reach out again in the future.” – Jackie Jacobs, VSS

Why COMPLY?

DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

Supporting Documents

Navigate the complex and ever-changing compliance landscape with the support of our deep bench of consulting experts.

With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.

Offering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.

Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.

All RIA in a Box® software packages include our standard level of service. You can choose to add enhanced compliance consulting support.

Navigate the complex and ever-changing private fund compliance landscape with the support of our deep bench of consulting experts.

Compliance with Confidence

Leverage our team of experts to establish and evolve your compliance program to meet today’s heightened regulatory requirements.

Learn about our Consulting and Support Services

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Compliance Review Services

Gain compliance clarity. With our decades of combined expertise, COMPLY consultants can help audit and assess your compliance program to help you achieve and maintain the highest standard of regulatory compliance.

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Gain compliance clarity. With our decades of combined expertise, COMPLY consultants can help audit and assess your compliance program to help you achieve and maintain the highest standard of regulatory compliance.

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Is your compliance program ready to meet the demands of today’s regulatory landscape? Leverage COMPLY’s consulting services to assess, test and improve your compliance confidence.

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Your regulatory compliance program backed by our industry-leading expertise. Let us help you navigate the complex regulatory landscape with our robust managed services offerings.

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Expand your team with leading experts in the regulatory compliance space. Our compliance consultants are your go-to resource to achieve and maintain compliance with confidence.