Achieve and Maintain Your IACCP® Designation

Investment Adviser Core Compliance Program

The Investment Adviser Core Compliance (IA Core) Program provides essential training on the Investment Advisers Act of 1940, building a strong compliance foundation. This program is a steppingstone to the IACCP designation, offering professional competence without an exam. Graduates receive a certificate of completion. 

Learn More About the Requirements

View Our Continuing Education Guide

Investment Adviser Certified Compliance Professional Program

IACCP® is a rigorous program for compliance professionals seeking deep expertise in investment advisory regulations, trading, and current regulatory priorities. Upon meeting all requirements and passing the IACCP® Exam (administered by Kryterion), candidates earn the prestigious IACCP® designation. 

Learn More About the Requirements

IACCP® Designation

IACCP® designees continue their professional growth through annual continuing education (CE), networking, and exclusive events, including: 

• Access to a network of 1,250+ IACCP® designees 
• Specialized CE focused on the Advisers Act and SEC Rules 
• An exclusive IACCP® Designee Breakfast with keynote speakers at COMPLYConnect 
• Bi-monthly IACCP® Roundtables for peer collaboration 
• Registration discounts for IACCP® events and COMPLYConnect 

Learn More

DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

DATA INTEROPERABILITY AND APIs

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.

EDUCATION

Decades of regulatory expertise power COMPLY’s premier compliance education programs. With courses designed for CCOs, IARs, and more, COMPLY empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.

SOLUTION AND SERVICE INNOVATION

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.

REGULATORY EXPERTISE

The COMPLY team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.

AWARD-WINNING CUSTOMER SERVICE

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.