COMPLY Desktop-on-Demand Seminars

Compliance education on your schedule.

Formerly known as NRS Desktop-on-Demand Seminars, this educational service is designed to give you valuable and insightful compliance information that was presented during live online courses. A 30-day access of the on-demand webinar recording is available following the event.

Stay up-to-date and in-the-know on critical compliance topics.

COMPLY Desktop Seminars

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Convenient and Accessible

COMPLY’s Desktop Seminars are delivered as live webinars and can be accessed anytime, anywhere for up to 30 days after the date of the event, for education that works with your schedule. These webinars and the recordings qualify for IACCP CE credit upon submission of an attestation form.

Extensive Topic Coverage

Learn about the most relevant topics that prepare you to advance your firm’s compliance programs, your regulatory knowledge, and your career.

Sessions are curated, designed, and led by leading industry experts. So, you can be confident you’re getting the best-in-class education.

On-Demand Resources

Interested in a topic, but can’t attend the live session? Stay ahead of the regulatory curve with educational resources led by leaders in the regulatory compliance industry. Desktop on Demand provides on-demand courses and webinars for compliance professionals to watch on their time. Create an account or login on Desktops on Demand to view the full resource on-demand library.

Note: IACCP on-demand courses qualify for IACCP CE credits only.

DESKTOPS ON DEMAND

Loved the thoughtfulness that this session provoked from each individual.

Kelly Smith, Chief Compliance Officer with Cedar Brook Group, Conference Attendee

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Why COMPLY?

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DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

DATA INTEROPERABILITY AND APIs

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.

EDUCATION

Decades of regulatory expertise power COMPLY’s premier compliance education programs. With courses designed for CCOs, IARs, and more, COMPLY empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.

SOLUTION AND SERVICE INNOVATION

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.

REGULATORY EXPERTISE

The COMPLY team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.

AWARD-WINNING CUSTOMER SERVICE

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.

Compliance Education with Confidence

Ready for advanced compliance education on your schedule?

 

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