Always great to come learn and have some fun. I enjoyed connecting with others that relate to me most.
The premier compliance conference for compliance, risk, and governance professionals.
Join industry leaders and peers at COMPLYConnect — your front-row seat to the latest regulatory trends and insights. Formerly the NRS Fall Conference, this event has been the go-to compliance gathering since 1986.
Stay ahead of the compliance curve with sessions from top regulators, compliance leaders, and innovators discussing emerging trends and best practices in regulatory compliance.
Earn IACCP®, CFP®, CLE, and CPE credits while gaining critical insights to enhance your compliance strategy and professional growth.
Network with peers from investment management firms, RIAs, broker-dealers, and private equity firms. Engage in roundtables, interactive discussions, and best practice exchanges.
Celebrate industry excellence! Nominate yourself or a peer for Compliance Officer of the Year, Compliance Innovator of the Year, or other prestigious awards recognizing leadership and innovation.
Always great to come learn and have some fun. I enjoyed connecting with others that relate to me most.
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.
Decades of regulatory expertise power COMPLY’s premier compliance education programs. With courses designed for CCOs, IARs, and more, COMPLY empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.
The COMPLY team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.
Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.
Attend the premier compliance conference with sessions designed to address the most topical compliance issues of today.
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