“Always great to come learn and have some fun. I enjoyed connecting with others that relate to me most.” – Joni Gall, Chief Compliance Officer of Fortitude Financial, Conference Attendee
Get a front row seat to the latest news and trends shaping compliance, risk and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference since 1986. COMPLYConnect, formerly known as the NRS Fall Conference, brings together industry leaders and professionals to provide key insight into the evolution of regulatory compliance in today’s landscape.
Get a front row seat to the latest news and trends shaping compliance, risk and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference since 1986. COMPLYConnect, formerly known as the NRS Fall Conference, brings together industry leaders and professionals to provide key insight into the evolution of regulatory compliance in today’s landscape.
“Always great to come learn and have some fun. I enjoyed connecting with others that relate to me most.” – Joni Gall, Chief Compliance Officer of Fortitude Financial, Conference Attendee
“I was blown away at how well put together the sessions were. I have been to many conferences, this one did a great job of providing basic info for those new to the industry, yet also provided lots of insight for seasoned folks to learn something.” – Ken Dunn, AVP/Compliance, Broker-Dealer CCO with Pacific Select Distributors
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Attend the premier compliance conference with sessions designed to address the most topical compliance issues of today.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference.
Co-sponsored by the Investment Adviser Association, COMPLY’s core education programs provide you with the comprehensive knowledge to help your firm build a strong compliance program with industry-recognized best practices.
Education to advance your career without overburdening your calendar. Introducing the on-demand education program designed to work with your busy schedule.
Expand your knowledge, grow your skills and fulfill your investment adviser representative (IAR) continuing education requirements.
Register for COMPLY’s upcoming education courses for expert insight into key compliance areas and how to adapt your program to meet new requirements.
