Take charge of your compliance education.
Leverage decades of compliance expertise to educate yourself and your firm’s employees, and always stay up to date on the latest regulations and requirements governing your firm’s compliance program. How? With COMPLY Education Services, formerly known as NRS Education Services.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference since 1986.
“I was blown away at how well put together the sessions were. I have been to many conferences, this one did a great job of providing basic info for those new to the industry, yet also provided lots of insight for seasoned folks to learn something.” – Ken Dunn, AVP/Compliance, Broker-Dealer CCO with Pacific Select Distributors
“Loved the thoughtfulness that this session provoked from each individual.” – Kelly Smith, Chief Compliance Officer with Cedar Brook Group, Conference Attendee
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.
Offering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.
Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.
COMPLY™ is an approved continuing education provider, with resources and training materials available on the RIA in a Box® Platform.
A full view of all events so that you can plan your year for education; from becoming an IACCP® designee, completing the IA Core Compliance program, or continuing your education.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference.
Co-sponsored by the Investment Adviser Association, COMPLY’s core education programs provide you with the comprehensive knowledge to help your firm build a strong compliance program with industry-recognized best practices.
Education to advance your career without overburdening your calendar. Introducing the on-demand education program designed to work with your busy schedule.
Expand your knowledge, grow your skills and fulfill your investment adviser representative (IAR) continuing education requirements.
Register for COMPLY’s upcoming education courses for expert insight into key compliance areas and how to adapt your program to meet new requirements.
