COMPLY Education Services

Take charge of your compliance education.

Leverage decades of compliance expertise to educate yourself and your firm’s employees, and always stay up to date on the latest regulations and requirements governing your firm’s compliance program. How? With COMPLY Education Services, formerly known as NRS Education Services.

The premier education services and resources for compliance professionals and registered representatives

COMPLY Education Services

COMPLYConnect

Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference since 1986.

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The IACCP® Program

COMPLY’s Investment Adviser Certified Compliance Professional (IACCP®), co-sponsored by the Investment Adviser Association, is the industry’s premier compliance education program that results in a certification or designation and provides you with the comprehensive knowledge to help your firm build a strong compliance program with industry-recognized best practices.

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COMPLY Desktop Seminars

Introducing the premier education resource, designed to give you valuable and insightful compliance information presented during live online courses and available on-demand for 30 days following the event.

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IAR Continuing Education

Whether you need investment adviser representative (IAR) continuing education for a team of 200 or a team of just you, COMPLY has high-quality and accessible courses that fulfill the applicable IAR CE requirements.

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Supporting Documents

Compliance Solutions for Private Equity Firms

With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.

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Compliance Solutions for Investment Advisory Firms

Offering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.

Compliance Solutions for Hedge Funds

Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.

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IAR Continuing Education Program

COMPLY™ is an approved continuing education provider, with resources and training materials available on the RIA in a Box® Platform.

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The Latest News and Insights from COMPLY

Why COMPLY?

DIRECT BROKER FEEDS

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

DATA INTEROPERABILITY AND APIs

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.

EDUCATION

Decades of regulatory expertise power COMPLY’s premier compliance education programs. With courses designed for CCOs, IARs, and more, COMPLY empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.

SOLUTION AND SERVICE INNOVATION

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.

REGULATORY EXPERTISE

The COMPLY team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.

AWARD-WINNING CUSTOMER SERVICE

Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.

2025 COMPLY Education Course Calendar

A full view of all events so that you can plan your year for education; from becoming an IACCP® designee, completing the IA Core Compliance program, or continuing your education.

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