Take charge of your compliance education.
Leverage decades of compliance expertise to educate yourself and your firm’s employees, and always stay up to date on the latest regulations and requirements governing your firm’s compliance program. How? With COMPLY Education Services, formerly known as NRS Education Services.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference since 1986.
COMPLY’s Investment Adviser Certified Compliance Professional (IACCP®), co-sponsored by the Investment Adviser Association, is the industry’s premier compliance education program that results in a certification or designation and provides you with the comprehensive knowledge to help your firm build a strong compliance program with industry-recognized best practices.
Introducing the premier education resource, designed to give you valuable and insightful compliance information presented during live online courses and available on-demand for 30 days following the event.
Whether you need investment adviser representative (IAR) continuing education for a team of 200 or a team of just you, COMPLY has high-quality and accessible courses that fulfill the applicable IAR CE requirements.
With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.
DOWNLOAD NOWOffering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.
Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.
DOWNLOAD NOWCOMPLY™ is an approved continuing education provider, with resources and training materials available on the RIA in a Box® Platform.
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Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.
Decades of regulatory expertise power COMPLY’s premier compliance education programs. With courses designed for CCOs, IARs, and more, COMPLY empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.
The COMPLY team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.
Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.
A full view of all events so that you can plan your year for education; from becoming an IACCP® designee, completing the IA Core Compliance program, or continuing your education.
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