Strengthen your firm’s defenses with expert cybersecurity compliance solutions.
The financial sector faces heightened cyber risks, prompting regulators like the SEC to enforce stricter cybersecurity rules. Firms must implement robust security measures to protect sensitive data and ensure compliance.
COMPLY’s cybersecurity solutions align with the NIST cybersecurity framework and address your firm’s unique risks and regulatory requirements. Our services include:
Protect Your Firm with ITEGRIA® Virtual Desktop
When paired with COMPLY’s Cybersecurity Dashboard, Virtual Desktop delivers an advanced cybersecurity solution to defend against cyber threats, enhance productivity, and maintain regulatory compliance.
“The customer service at COMPLY is special. They are all extremely knowledgeable and friendly. I appreciate the team always allows me the opportunity to walk through the product and learn, so I can reduce the times I must reach out again in the future.” – Jackie Jacobs, VSS
“I love that the company has created a culture that solicits feedback to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows!” – David Becker, CFIP
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency, and providing a seamless customer experience.
Decades of regulatory expertise power COMPLY’s premier compliance education programs. With courses designed for CCOs, IARs, and more, COMPLY empowers our clients to elevate their program and their career…raising the standard of regulatory compliance across the industry.
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of services and solutions designed to meet our clients’ unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.
The COMPLY team is comprised of former CCOs, former regulators, and experienced lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.
Let us be an extension of your back office and provide support from our dedicated subject matter experts when you need it most. Customer support is available 24/5.
Sophisticated cyber-attack vectors pose significant threat. Arm your firm with a cybersecurity and outsourced IT solution that’s up to the challenge.
Download COMPLY’s Ultimate Cybersecurity Guide for insight into the evolving cyber landscape and best practices to help your firm achieve cybersecurity with confidence.
