Expand your team and grow your program.
Leverage decades of knowledge and experience to solve your compliance challenges. With COMPLY Expert Consulting, formerly NRS Consulting, you gain access to decades of experience and insight.
Have compliance questions? Our compliance consultants are here to help, with decades of industry insight on topics like the new and amended SEC Rules, Risk Alerts, FINRA updates, state regulations, and more. Expert COMPLY compliance professionals bridge the regulatory divide. Experienced working in the private sector and for regulatory bodies, our team is adept at balancing your business needs with regulatory requirements, helping firms like yours remain in compliance while minimizing burdens on business processes.
Leverage our team of experienced, knowledgeable compliance consultants to expand your team and grow your program.
“I love that the company has created a culture that solicits feedback to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows!” – David Becker, CFIP
“COMPLY’s customer support has major advantages over our previous vendor. For a start, they are quicker to respond, they seem to understand the product better and they understand the industry better.” – Chase Eldredge, Angel Oak Capital Advisors
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.
Offering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.
Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.
All RIA in a Box® software packages include our standard level of service. You can choose to add enhanced compliance consulting support.
Leverage our team of experts to establish and evolve your compliance program to meet today’s heightened regulatory requirements.
Gain compliance clarity. With our decades of combined expertise, COMPLY consultants can help audit and assess your compliance program to help you achieve and maintain the highest standard of regulatory compliance.
Gain compliance clarity. With our decades of combined expertise, COMPLY consultants can help audit and assess your compliance program to help you achieve and maintain the highest standard of regulatory compliance.
Your regulatory compliance program backed by our industry-leading expertise. Let us help you navigate the complex regulatory landscape with our robust managed services offerings.
Is your compliance program ready to meet the demands of today’s regulatory landscape? Leverage COMPLY’s consulting services to assess, test and improve your compliance confidence.
Expand your team with leading experts in the regulatory compliance space. Our compliance consultants are your go-to resource to achieve and maintain compliance with confidence.
Download COMPLY’s Regulation Rundown for more information on the rules and regulations likely to impact firms over the next 12 months.
