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Investment Adviser Industry Snapshot 2024

Welcome to the fourth edition of the Investment Adviser Industry Snapshot. This report reimagines our Evolution Revolution report, which we published for the two decades through 2020.
Investment Adviser
06/20/24

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News COMPLY Expands UK Risk Management Capabilities for FCA-Regulated Firms with Latest Senior Managers and Certification Regime (SMCR) and Risk Assessment Releases 09/17/24
Blog News You Should Know: The Top Five Compliance Articles as of September 13, 2024 09/13/24
Blog What Went Wrong: Pay-to-Play Look Back Provisions Create Compliance Problems for Firm 09/09/24
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