As compliance requirements become increasingly complex, staying ahead of critical deadlines is more important than ever. Join us for a must-attend webinar where we’ll cover the top five tasks you need to prioritize on your 2025 compliance calendar. From marketing rules to insider trading, we’ll help you stay on track with key regulatory obligations.
In this session, we’ll dive into:
- Marketing Rule Compliance: Ensure your marketing materials and practices align with the latest SEC regulations.
- Off-Channel Communications: Learn how to manage off-channel communications and mitigate risks associated with social media and other platforms.
- Regulatory Filings: Stay on top of essential filings and deadlines, including how to streamline your reporting process.
- Policies & Procedures Updates: Get clear guidance on updating your firm’s policies to comply with new and evolving regulatory standards.
- MNPI/Insider Trading: Understand how to manage material non-public information and prevent insider trading violations.
Don’t let important compliance tasks slip through the cracks. Register now and ensure your firm is fully prepared for 2025 and beyond.
Please note: 1 IACCP® continuing education credit will be offered for this webinar.