Join our team of regulatory experts as they discuss the ins and outs of the annual review process, detailing important tasks for a successful review, the cost of non-compliance and the ongoing benefits of automating your compliance processes.
Watch the on-demand webinar to hear from Chad Hartwick, Director of Compliance at RIA in a Box, Ann Hauerland, Head of Registration and Regulatory Affairs at RIA in a Box and Marilyn Miles, Vice President, Consulting and Education at NRS.
