The UK’s SMCR is arguably one of the most well-known individual accountability regimes (IAR) worldwide, ensuring financial institutions, and the employees therein, are held to a level of accountability which protects consumers and the market at large.
But what operational implications does SMCR present for your firm? And how can you incorporate the right processes to ensure ongoing compliance?
Download The Ins and Outs of SMCR for an overview of the rule, what you need to know to stay in compliance, and a look at how COMPLY’s expanded SMCR solution can help you automate this process.