One of our company’s longstanding commitments is investing time and resources to make RIA in a Box more valuable to the clients we serve. Since launching MyRIACompliance® in 2014, we have sought to make our service more efficient and higher quality by combining our human expertise with new tools and features. Earlier in 2016, we released an improved, redesigned version of the software aimed at providing even more value to registered investment adviser (RIA) firms’ operations by simplifying constantly evolving compliance requirements.
Yet this is a daily goal and commitment for MyRIACompliance® —we believe in constant improvements and releases. By soliciting feedback from our clients, creating cutting edge technology partnerships and relying on our compliance and software engineering expertise, each month we release new features and tools within MyRIACompliance®.
June 2016 Feature Release
For our ongoing compliance clients, detailed versions of these releases are made available on a monthly basis and announced in our client newsletter. For this month, we are excited to release the brand new Digital Compliance Log.
The Digital Compliance Log is intended to document the entire array of an RIA firm’s compliance activities. Some key features include:
- Centralizing firm compliance and registration-related activities, including completed Form ADV Changes and Amendments ADV Changes and Amendments
- Note keeping functionality to add context as someone at an RIA firm performs compliance activities
- Full archiving of all employee supervision activities across the firm
- Allows the firm to export the entire log in CSV file format
- Filter based on employee, type of activity, or time period
Best of all, compliance activities are logged automatically, so firms can skip the step of separately documenting many compliance activities after someone at the firm spends considerable time completing them- it’s never been easier to see both the firm’s full compliance picture as well as all the details contained within that picture!