Infographic

CSI – Regulation Rundown: SEC Proposed Rules Infographic

Aug 14, 2023

Download the infographic below to learn more about the SEC’s proposed and approved rules for 2022-2023.

“The Securities and Exchange Commission (SEC) has been in a period of active rulemaking with many new and updated rules being proposed and adopted in recent years. It is critical that firms remain diligent in understanding and applying these rule adoptions to continue operating in a compliant manner. The SEC appears committed to enhancing its oversight of registrants in its jurisdiction.” – Jason Vinsonhaler, COMPLY Director of Regulatory Research & Content

Download the infographic below