Webinar

Regulating a (R)evolution: Signals from the SEC on Critical Rule and Regulation Changes

Mar 23, 2022

The evolving regulatory landscape continues to create new challenges for firms of all sizes. Anticipating and preparing for upcoming SEC rules and regulation changes requires an adept ability to accelerate new projects and priorities at a moments notice.

In this webinar, we will dive into our predictions for the upcoming SEC agenda and ancillary regulatory changes, giving attendees a look into the implications for their compliance teams…and how they can prepare for whatever comes next.

This webinar will cover:

  • SEC regulations and rulings, what we predict will take priority in the forthcoming SEC agenda given recent announcements and rulings
  • What firms can do to prepare for enhanced regulations and the associated scrutiny of existing policies and procedures
  • A deep dive into key areas including Cryptocurrency, Cybersecurity, Insider Trading, and Political Contributions

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