In this webinar, we will dive into our predictions for the upcoming SEC agenda and ancillary regulatory changes, giving attendees a look into the implications for their compliance teams…and how they can prepare for whatever comes next.
This webinar will cover:
- SEC regulations and rulings, what we predict will take priority in the forthcoming SEC agenda given recent announcements and rulings
- What firms can do to prepare for enhanced regulations and the associated scrutiny of existing policies and procedures
- A deep dive into key areas including Cryptocurrency, Cybersecurity, Insider Trading, and Political Contributions
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