It seems like almost every day, regulators announce a new rule, adopted amendment, or critical risk alert.
And the pace?
It can be enough to make any compliance professional’s head spin.
Once a new rule has been announced it’s imperative to ensure the rule has been properly implemented and socialized throughout your firm.
Firm compliance organizations with large teams around the country and the globe often struggle to keep up with implementing regulatory changes. We help clients to manage what can be a significant burden…on top of an already demanding schedule.
We’ve rounded up a list of 5 best practices for implementing, socializing, and maintaining compliance with new rules.