As a seasoned compliance professional, you’re well aware of the intricate dance between adhering to applicable regulatory frameworks while growing and evolving your firm to meet the demands of clients. Which means you likely have a calendar marked full of to-dos, filings, reminders, and deadlines. But how can you be sure you are capturing and completing your most critical compliance tasks? And how can you enhance your practices to do so effectively and efficiently?
Download our webinar to learn more about the tactics, best practices, and technology applications to help you manage your programme and effectively meet regulatory standards.
This webinar covered:
- A review of critical compliance tasks that FCA-authorised must complete throughout the calendar year
- Best practices to maintain regulatory standards and ensure compliance
- How technology can enable more effective and efficient compliance practices
