Blog Article

Into the Chair – Tales from Chief Compliance Officers: Kevin Cremi: From Finance to CCO Success

Nov 22, 2023

Welcome to Into the Chair! A podcast featuring compliance officers from across the financial services market. This week’s episode features Kevin Cremi, Chief Compliance Officer/Operations Analyst at RTD Financial.

The COMPLY™ podcast, hosted by Tom Fox, features compliance officers from across the financial services market, showcasing how each individual came to be in their seat and the skillset required to be a chief compliance officer in 2023!

Join us as we explore topics like:

  1. The key challenges compliance officers face in the evolving regulatory landscape.
  2. How your peers are facing new requirements and regulatory activity.
  3. The journey of compliance professionals as they grow their career. 

This week’s episode features Kevin Cremi, Chief Compliance Officer/Operations Analyst at RTD Financial. Kevin Cremi is a seasoned professional with a robust background in finance and management information systems, currently serving as the chief compliance officer at RTD Financial. Kevin’s perspective on the importance of compliance, continuous learning, and technology in business is shaped by his diverse experiences, including his role as a CCO and deep understanding of cybersecurity. He views compliance as a critical aspect of business that should not be overlooked and believes in the power of continuous learning and adaptation in the ever-evolving landscape of compliance and technology. Kevin also sees a strong connection between compliance and cybersecurity, envisioning a future where compliance continues to play a significant role as rules and regulations change. Join Tom Fox and Kevin Cremi on this episode of the Into the Chair podcast to delve deeper into these insights.

Listen to Episode 4 of Into the Chair now!