The COMPLY podcast, hosted by Tom Fox, features compliance officers from across the financial services market, showcasing how each individual came to be in their seat and the skillset required to be a chief compliance officer in 2023!
Join us as we explore topics like:
- The key challenges compliance officers face in the evolving regulatory landscape.
- How your peers are facing new requirements and regulatory activity.
- The journey of compliance professionals as they grow their career.
This week’s episode features Anh Lam, a seasoned professional in compliance management, brings a unique perspective shaped by her personal and professional experiences. Born and raised in Vietnam, Anh’s interest in wealth management was sparked by her father’s experience with misleading investments in a country with limited regulations. Now serving as the Chief Compliance Officer for Sandy Spring Bank’s wealth divisions, Anh believes in the enduring importance of compliance but also sees a future where technology and artificial intelligence play a significant role in making compliance more efficient and effective. She envisions a future where each firm has its internal AI system integrated with different platforms to adapt to changing regulations and anticipates a global standardization of compliance regulations, akin to the GDPR for privacy regulations. Join Tom Fox and Anh Lam as they delve deeper into these topics on the next episode of the Into the Chair podcast.