Through ongoing guidance, statements, and warnings, the Financial Conduct Authority (FCA) has continued to promote its stance on protecting both consumers and the market at large. Detailing specific outcomes and expectations, the regulatory body has placed an increased onus on firms to implement diligent and comprehensive practices that reduce harm while also promoting fair and equitable competition. But how exactly does that impact firms like yours? And what can you do to better fortify your compliance programme to meet increased expectations?
Download the recording of our webinar from 20 March at 3 p.m. GMT to hear from COMPLY’s Director, Compliance Advisory Jessica Freckleton as she details some of the most impactful policy statements and guidance put out by the FCA over the past 18 months.
Attendees will walk away with:
- A clear understanding of the critical guidance from the FCA
- An analysis of the impact these regulations will have on their firm
- Best practices to mitigate risk and stay ahead of the regulatory curve
