Infographic

Download our Infographic on Seven Compliance Archiving Must-Haves for RIA Firms

Dec 27, 2021

Learn more about what RIA firms need to do to stay compliant with archiving requirements

This visual guide outlines the seven best practices that can help your firm stay compliant with recordkeeping requirements.

The infographic covers: 

  • Understanding the difference between a backup and archiving.
  • Integrating archiving into your customer relationship management (CRM) software.
  • Knowing what needs to be reviewed and how frequently.

Contact us if you any questions about our archiving solution or compliance software.

Download now!