Over the past year, the unprecedented pace of new rules and regulations has become the new norm. And for firms navigating multi-state or jurisdictional requirements, the number of new rules is only compounded.
As your team begins to prepare to amend and adapt your compliance program to meet new expectations, an understanding of the landscape of currently proposed, adopted, and effective rules will play an integral role.
To help you do just that, we’ve released the 2025 Regulation Rundown.
Download our new guide for a critical assessment of rules coming from the SEC, FINRA, DOL, and NASAA…and how they will likely impact your firm.