A quick recap… 2022 saw the compliance date of the New Marketing Rule. 2023 was the year government officials and regulatory bodies began to truly unpack the impact of Artificial Intelligence. 2024 became the year of the rollback, with court challenges scaling back regulatory power.
What’s in store for 2025?
While we may not be able to see the future, the experts here at COMPLY have a few predictions for the next year. In this guide, we give you unparalleled insights into the predictions we believe will impact the entire industry, as well as predictions specific to registered investment adviser (RIA) firms like yours.