Winners will be announced at the 2024 COMPLYConnect Conference & Expo to take place Oct. 22-24 at the Omni Barton Creek Resort & Spa in Austin, Texas
NEW YORK, NY, May 2, 2024 – COMPLY, the global market leader of compliance software, consulting, and education resources for the financial services sector, today announced it opened nominations for the COMPLYConnect 2024 Awards. Winners will be announced at the Awards Reception during the 2024 COMPLYConnect Conference & Expo.
“As the leading provider for compliance and regulatory education, we have differentiated COMPLYConnect as a must-attend industry event. Not only will the forthcoming agenda provide a comprehensive understanding of core compliance topics, but it will encompass the diverse topics currently making headlines within the industry,” said Michael Stanton, COMPLY Chief Executive Officer. “The third-annual COMPLYConnect will feature sessions with some of the industry’s leading experts in regulatory knowledge and compliance expertise, as well as being host to the COMPLYConnect Awards which showcases leaders and up-and-comers within the compliance industry.”
Compliance professionals of all career levels are invited to nominate themselves or a peer for any applicable categories. All nominations for the ComplyConnect Awards will be reviewed by a selection committee, led by COMPLY Chief Regulatory Officer John Gebauer. Nominations will close on September 6.
Awards categories include:
- Compliance Officer of the Year
- Compliance Innovator of the Year
- Compliance Provider of the Year
- Compliance Educator of the Year
- Future Compliance Star of the Year
“Today’s compliance professional has been tasked with navigating near-impossible conditions, often going unrecognized for their monumental role in protecting their firm from rapidly increasing risk,” said Gebauer. “With the COMPLYConnect 2024 Awards, we aim to shine a light on these individuals, showcasing some of the top performers and professional standouts. The Award categories encompass the breadth of individuals serving financial firms, honoring the detailed, nuanced work required to mitigate risk and meet heightened regulatory standards in today’s dynamic environment. Past winners showcase the talent and expertise within the compliance industry.”
Previously announced, the third-annual event will be hosted October 22-24 at the Omni Barton Creek Resort & Spa in Austin, Texas, the location of the inaugural COMPLYConnect Conference & Expo. The three-day event will feature Investment Adviser Certified Compliance Professional (IACCP®), CLE, CFP®, and CPE continuing education sessions, roundtable discussions, and workshops designed for compliance professionals, executive leaders, and more.
Award nominations can be submitted on the COMPLYConnect website.
Registration is also open for the 2024 COMPLYConnect Conference & Expo.
About COMPLY
As a global market leader in regulatory compliance solutions, COMPLY combines the power of regulatory technology, services, and education to empower Chief Compliance Officers (CCOs) and compliance professionals to easily navigate the regulatory landscape. COMPLY enables firms to scale their growth while remaining vigilant in their compliance efforts by providing solutions designed to manage the burden of complex compliance tasks. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients, including investment management firms, private equity firms, hedge funds, broker-dealers, registered investment advisers, and other financial service sector participants.
COMPLY continually supports clients in their work to proactively address core compliance challenges – minimizing risk, addressing critical priorities, and meeting new demands as the industry evolves and the firm scales. Learn more at COMPLY.com.