The fast-paced nature of regulatory change in 2024 has created new burdens and challenges for compliance professionals tasked with navigating and mitigating risk points for their advisory firms. New risks emerge daily while compliance requirements pile up, leaving some scrambling to maintain up-to-date compliance programs. Simply keeping up feels like a losing battle. But what if you could proactively anticipate trends and equip your team with the knowledge and tools to navigate the future with confidence?
We’ve gone straight to the source, gathering exclusive insights from a survey of compliance professionals at leading firms. Combined with the expertise of our in-house consultants, this guide unveils the assessment and analyses of successful compliance programs in today’s dynamic environment.
In short, this guide is your roadmap to actionable insights into emerging risks and priorities, best practices for proactive compliance, and the tools and services compliance teams are using to streamline processes and maximize efficiency.
And it’s all by the numbers.
Data for the report was gathered from January 2023 – January 2024 and includes a range of firm sizes and types.