The introduction of SMCR reimagined compliance for FCA-authorised firms and significantly increased the responsibility and accountability of senior individuals. As we move into the fifth year of the SMCR regime, the FCA continues to refine their approach with additional changes and proposals including a new focus on non-financial misconduct.
Given the ongoing evolution, amid a demanding regulatory environment, many teams have found themselves facing an uphill battle, navigating new demands while also juggling day-to-day requirements and expanding scopes of work.
Join COMPLY UK Director of Compliance Advisory, Jessica Freckleton and COMPLY Product Manager, Samantha Scrivin, for an in-depth review of SMCR requirements as they stand today and how we expect that to shift in the next year. Plus, gain insights into the best practices (including leveraging advanced automation and support) firms are implementing to successfully navigate new demands while maintaining compliance with confidence.
The conversation will cover:
- The evolving regulatory landscape: upcoming changes and proposals which may affect the SMCR regime
- How to position your firm for SMCR compliance: best practices to streamline your firm’s procedures
- How COMPLY’s technology and consulting services assist firms to execute a successful SMCR framework
Register at the button above!