“The Division of Examinations plays a critical role in protecting investors and facilitating capital formation, ”said SEC Chair Gary Gensler. “The Division’s efforts, as laid out in the 2024 priorities, enhance trust in our ever-evolving markets.”
This infographic is a highlight of the SEC’s 2024 Exam Priorities by firm type. All information has been aggregated from the SEC’s publication.
“The Division of Examinations plays a critical role in protecting investors and facilitating capital formation, ”said SEC Chair Gary Gensler. “The Division’s efforts, as laid out in the 2024 priorities, enhance trust in our ever-evolving markets.”