Course

Course
  • CE:
  • CFP
  • CLE
  • CPE
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Understanding Fiduciary Duties and a Sweep of Certain Anti-Fraud Provisions of...
Thursday June 5, 2025 1:00 pm
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Advisers Act Anti-Fraud Rules: Custody, Political Contributions, and Proxy...
Tuesday June 10, 2025 3:15 pm
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Compliance Programs Rules and Strategies for Managing Your Annual Review
Thursday June 12, 2025 1:00 pm
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Professional Ethics: Ethical Decision-Making for Compliance Professionals
Tuesday June 17, 2025 1:00 pm
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Compliance Considerations for Elder Investors and Financial Exploitation
Tuesday June 24, 2025 1:00 pm
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA and ’34 Act...
Tuesday July 15, 2025 10:00 am
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Symposium
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Virtual Investment Adviser Certified Compliance Professional (IACCP®) Program...
Tuesday July 15, 2025 10:00 am
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Mandates Beyond the Advisers Act: Data Protection: Privacy, Identity Theft, and...
Tuesday July 15, 2025 1:00 pm
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Trading Practices, Portfolio Compliance and Related Enforcement Cases
Wednesday July 16, 2025 10:00 am
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage
Wednesday July 16, 2025 1:00 pm
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Course
  • CE:
  • CFP
  • CLE
  • IACCP
Reg Best Interest, DOL Fiduciary Rule, and the Impact of SEC Risk Alerts
Wednesday July 16, 2025 3:15 pm
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Two Trading Compliance Challenges: Valuation and Trade Errors
Thursday July 17, 2025 10:00 am
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Course
  • CE:
  • CFP
  • CLE
  • CPE
  • IACCP
Investment Adviser Marketing Rule
Thursday July 17, 2025 1:00 pm
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Vendor Due Diligence with or without the Outsourcing Rule
Thursday July 17, 2025 3:15 pm
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Course
  • CE:
  • CLE
  • CPE
  • IACCP
Critical Skills for High-Performance Compliance Professionals
Friday July 18, 2025 10:00 am
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