Ready To Go Virtual?
Speak with an expert today to learn more about the advantages of COMPLY’s Outsourced IT and Virtual Desktop solutions.
Meet your new Qualified Technology Partner. COMPLY offers a comprehensive approach to your firm’s technology and cybersecurity needs with its Virtual Desktop Infrastructure (VDI) solution allowing you to focus on what you do best – running your business.
The Virtual Desktop, powered by AWS, delivers a fully personalized and familiar desktop experience, with all the security and simplicity of centralized management for your firm. Wherever you are in the world, you can count on VDI to empower you with fast, compliant, and secure access to your desktop environment, on virtually any device.
The COMPLY VDI solution implements configurations and protocols built upon the National Institute of Standards and Technology (NIST) information security framework which focuses on five functions: identify, protect, detect, respond, and recover. So you can secure your network and minimize cybersecurity risk without hiring a CISO.
Gain exclusive access to valuable research and resources from leading cybersecurity and information technology experts.
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.
Offering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.
Your focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.
The RIA in a Box® Cybersecurity Platform empowers registered investment adviser (RIA) firms to design and implement a comprehensive cybersecurity compliance program with a single solution.
A QTP delivers an optimal technology environment for advisory firms; not only from an operational perspective, but also from a compliance and security perspective.
Scaling your network is simple, quick, and efficient with Virtual Desktop. A virtual workstation will be created for each new employee, which will include the user access and rights that your firm assigns to them, as well as all the tools and applications they should have access to and they are ready to begin servicing your clients.
Itegria provides technology-related compliance reports and documentation to ensure that your firm can always demonstrate that you are meeting regulatory requirements. In the event of an audit, Itegria is by your side, supporting you with any additional document requests and answering questions for auditors, relative to your technology environment.
Itegria implements a rigorous vulnerability management program — as well as many defense technologies such as multifactor authentication, antivirus, web content filtering, etc. — to ensure that your client information is always secure.
Your team can access all of your company tools and applications from any location, as long as they have a device and a reliable internet connection. The user experience will be the same, no matter what device they use.
Speak with an expert today to learn more about the advantages of COMPLY’s Outsourced IT and Virtual Desktop solutions.
Aggregating data from hundreds of public data sources, the illumis Platform enables firms to accurately and effectively track political contributions, OBAs, and more.
Aggregating data from hundreds of public data sources, the illumis Platform enables firms to accurately and effectively track political contributions, OBAs, and more.
ComplySci’s scalable and sophisticated platform enables firms of all sizes to accurately and effectively monitor and mitigate compliance risks associated with employee trade monitoring, MNPI, and more.
Easily implement and manage a comprehensive compliance program with the compliance solution designed to address an RIA’s unique compliance requirements.
Designed to be the backbone of your firm’s compliance infrastructure, ComplianceGuardian is your best resource to guard against compliance risk.
Download COMPLY’s Ultimate Cybersecurity Guide for insight into the evolving cyber landscape and best practices to help your firm achieve cybersecurity with confidence.