Manage and mitigate political contribution risk before it becomes a reality. How? With aggregated data from thousands of public records, so nothing ever slips through the cracks.
Manage and mitigate political contribution risk before it becomes a reality. How? With aggregated data from thousands of public records, so nothing ever slips through the cracks.
Leverage the political contribution monitoring platform specifically tailored to help financial institutions accurately and effectively operationalize pay-to-play regulatory compliance processes.
Real-time political contribution monitoring to ensure pay-to-play compliance with SEC Rule 206(4)-5, MSRB Rule G-37, FINRA Rules 203 & 4580, CFTC Regulation 23.451, as well as state and local pay-to-play regulations.
Real-time search, across thousands of public records datasets.
Search and monitor any public records database or data set.
“Verifying employee political contribution attestation responses gives us peace of mind going into an examination that we can show we go the extra mile to verify.”
Learn more about the most powerful pay-to-play solution on the market. And how we can help protect your firm in on- and off-election years.
With automated workflows, in-depth reporting and secure APIs, you can rest assured we’ve got your compliance program covered, giving you more time to focus on what matters most — your clients and investors.
Download nowOffering a suite of robust solutions to meet your unique compliance needs, COMPLY provides the depth and breadth of compliance solutions to help you navigate complexity with ease.
Download nowYour focus is on your clients. Our focus is on your compliance. Deliver an alpha strategy anchored in comprehensive risk assurance, all while maintaining compliance with precision and ease. How? With COMPLY. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details — from Form ADV disclosures to Form 13F and back again — covered.
Download nowThe COMPLY™ public data monitoring platform, powered by illumis® technology, provides the most current, comprehensive public records search and monitoring available. Our extensive data coverage lets researchers and analysts access all of the information they need with a single search, saving hours of time while maintaining accuracy.
Download nowWith over 710 million contribution records, the COMPLY™ political contribution monitoring and intelligence platform, powered by illumis® technology, provides the most comprehensive coverage of contribution records on the market — helping your team mitigate pay-to-play risk and ensure compliance with federal, state, and local regulations.
Download nowLeverage the political contribution monitoring platform specifically tailored to help financial institutions accurately and effectively operationalize pay-to-play regulatory compliance processes.
Download nowMaintain compliance with federal, state and local pay-to-play regulations like:
With over 710 million contribution records, the COMPLY™ political contribution monitoring and intelligence platform, powered by illumis® technology, provides the most comprehensive coverage of contribution records on the market — helping your team mitigate pay-to-play risk and ensure compliance with federal, state, and local regulations.
Campaign finance data coverage includes:
Whether you’re providing comprehensive research reports, maintaining compliance, investigating a subject, performing due diligence, and vetting or monitoring for the most current records and intelligence, COMPLY is the best way to ensure all of the information you need is at your fingertips.
Data coverage includes:
Discover why investment management, private equity, hedge funds, and more rely on The ComplySci Platform to automate tasks, monitor compliance protocols, and mitigate risk.
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