Investment Advisor State Registration Requirements Directory

Learn more about the state registration requirements for investment advisors below.

✓ Alabama ✓ Nebraska
✓ Alaska ✓ Nevada
✓ Arizona ✓ New Hampshire
✓ Arkansas ✓ New Jersey
✓ California ✓ New Mexico
✓ Colorado ✓ New York
✓ Connecticut ✓ North Carolina
✓ Delaware ✓ North Dakota
✓ Florida ✓ Ohio
✓ Georgia ✓ Oklahoma
✓ Hawaii ✓ Oregon
✓ Idaho ✓ Pennsylvania
✓ Illinois ✓ Rhode Island
✓ Indiana ✓ South Carolina
✓ Iowa ✓ South Dakota
✓ Kansas ✓ Tennessee
✓ Kentucky ✓ Texas
✓ Louisiana ✓ Utah
✓ Maine ✓ Vermont
✓ Maryland ✓ Virginia
✓ Massachusetts ✓ Washington
✓ Michigan ✓ West Virginia
✓ Minnesota ✓ Wisconsin
✓ Mississippi ✓ Wyoming
✓ Missouri ✓ SEC
✓ Montana