Are you unsure about the steps needed to create your own RIA firm? Our free infographic compiled by our industry and compliance experts walks you through the most crucial items to consider when setting up your investment advisory firm.
This complimentary infographic outlines 10 key steps to help guide you through the registration process including:
- Developing a business plan.
- Determining regulatory assets under management (AUM).
- Establishing a compliance program.
- Crafting a brand.
We’ve helped set up over 4,000 new RIA firms. Please feel free to contact us for a free consultation.