Not only is your hedge fund’s compliance program responsible for complying with Securities and Exchange Commission (SEC) requirements under the Investment Advisers Act of 1940, but it is often the differentiator in attracting and retaining investors. Invest in a compliance solution as dedicated to your hedge fund as you are.
Your hedge fund is focused on honing your strategic trading model to increase profitability for investors. ComplySci is focused on ensuring your firm meets those goals, all while maintaining SEC compliance with precision and ease. Backed by the experts across the COMPLY portfolio, you can rest assured we have the details – from Form ADV disclosures to Form 13F and back again – covered.
Incorporate customized, automated workflows around your Code of Ethics policies and leverage a full suite of technology and consulting solutions to double, triple and quadruple check conflicts of interest related to personal trading, gifts and entertainment, political contributions, outside business activities, marketing materials, initial public offerings (IPOs) and private placements transactions. Features like or Black Box Firm Trade API, integrated Control Room and global Conflict Check are developed with hedge funds in mind, so your compliance platform can be as unique as you are.
– Hedge fund chief compliance officer and general counsel
Your firm’s reputation is everything. With COMPLY, get the partner you need to safeguard what you’ve built.
It’s time to take your program out of Excel. Move from reactive to strategic and strengthen your compliance program without sacrificing your exclusive trading model.
COMPLY’s Black Box solutions for hedge funds allow you to:
Trust is everything.
The Institutional Limited Partners Association (ILPA) has elevated the importance of firmwide ethics and accountability – implementing a best-in-class compliance program demonstrates your commitment.
COMPLY offers compliance solutions built for hedge funds to effectively manage compliance and mitigate risk, including the ComplySci Platform, Control Room and Political Contribution Verification module. Our solutions provide automated program management, workflow and reporting options to ensure you accurately and efficiently help you manage your compliance program.
The entire COMPLY portfolio of firms offers expansive services which support hedge fund regulatory filings including Form ADV and Form 13F.
ComplySci’s Black Box Firm Trade API allows hedge funds to send firm trade data at the security level to ComplySci via a secure API. ComplySci then analyzes firm trade data against employee trade activity and brokerage accounts and returns the firm trade information which matches employee trade data via secure API. No proprietary data is saved on the ComplySci Platform.
COMPLY provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24/5 support and unparalleled in-house expertise, your program is our priority from the moment you begin the onboarding process. That’s our promise to you.
You can contact our Customer Support team here.
Complete this form to schedule a full demo and see firsthand what our compliance solutions can do for you.
Dependable. Accurate. Comprehensive. Manage your compliance program with a partner who is as dedicated to getting it right as you are. Manage your compliance program with COMPLY.
