The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.
The Series 7 exam is a test that assesses the knowledge and competency of registered general securities representatives. It is intended for entry-level reps and it prepares employees with the critical skills needed to trade general securities.
In the United States, the exam is administered by the Financial Industry Regulatory Authority (FINRA). Obtaining a Series 7 license is one of the essential steps that a member firm associate must take in order to register with FINRA.
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