Compliance Glossary

Political Contribution

A contribution made to a politician or a political campaign or a political party

In regulatory compliance, Political Contribution is:

A contribution made to a politician or a political campaign or a political party. The SEC, MSRB, and state and local rules mandate that certain covered associates cannot give more than a de minimus amount to a political campaign for to certain government officials and entities. The overall goal is to prevent advisers from using political contributions to gain or retain advisory business from government entities.

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