Sign up to be the first to hear when registration opens for COMPLYConnect 2025!
Learn more
Home // Compliance Glossary // Employee Trade Monitoring
Employee trade monitoring is the process of monitoring and analyzing employee securities transactions to prevent illegal activity, conflicts of interest, and other misconduct. It’s also known as trade surveillance or market surveillance.
Learn more how COMPLY can help your compliance program create and maintain a code of ethics.
Learn More >