At COMPLY, our team is dedicated to helping you COMPLY with confidence. Supporting 5,000-person firms with a comprehensive solution designed to meet complex challenges. Empowering 1–2-person shops with an all-in-one solution. And everything in between.
We are the first call for CCOs because we get it. We know the challenges. We understand the industry. And we can help you achieve COMPLYance.
Through an integrated compliance platform, we unify the full scope of your compliance program – enabling you to protect your business, automate manual processes, and free up more time to focus on strategy.
Whether you’re launching a new firm or managing the complexities of a global enterprise, COMPLY delivers a proactive, comprehensive compliance approach that scales with you.
COMPLY, made up of industry powerhouses ComplySci, RIA in a Box, NRS, and illumis, bring together seasoned regulatory experts who are the leaders in their field to help you navigate the regulatory curve with dexterity.
COMPLY continues to make critical investments in innovation and technology to help power your compliance program with the best software and solutions on the market.
If we are examined by the SEC, we can easily prove that we conducted certifications and were quarterly collecting employee holdings and transaction information.
Total RIAs Registered with COMPLY's Support
clients worldwide
countries with active users
in AUM protected
COMPLY Recognized on the 2024 INC. 5000 of Fastest-Growing Private Companies in America for Third Consecutive Year
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2024 American Business Awards Bronze Stevie Award for Governance, Risk & Compliance Solution
2024 Wealth Solutions Report Compliance Solutions Provider Of The Year
Schedule time to speak with our regulatory and technology experts to learn more about our solutions, services, education, and support and how we can help you COMPLY with confidence.
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