“Loved the thoughtfulness that this session provoked from each individual.” – Kelly Smith, Chief Compliance Officer with Cedar Brook Group, Conference Attendee
Compliance education on your schedule.
Formerly known as NRS Desktop-on-Demand Seminars, this educational service is designed to give you valuable and insightful compliance information that was presented during live online courses. A 30-day access of the on-demand webinar recording is available following the event.
COMPLY’s Desktop Seminars are delivered as live webinars and can be accessed anytime, anywhere for up to 30 days after the date of the event, for education that works with your schedule. These webinars and the recordings qualify for IACCP CE credit upon submission of an attestation form.
“Loved the thoughtfulness that this session provoked from each individual.” – Kelly Smith, Chief Compliance Officer with Cedar Brook Group, Conference Attendee
“The seminar was effective in giving real life examples from an SEC affiliated person.”- Webinar Attendee
Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
Ready for advanced compliance education on your schedule?
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference.
Get a front row seat to the latest news and trends shaping compliance, risk, and governance. Join hundreds of your fellow compliance professionals at the premier compliance conference.
Co-sponsored by the Investment Adviser Association, COMPLY’s core education programs provide you with the comprehensive knowledge to help your firm build a strong compliance program with industry-recognized best practices.
Education to advance your career without overburdening your calendar. Introducing the on-demand education program designed to work with your busy schedule.
Expand your knowledge, grow your skills and fulfill your investment adviser representative (IAR) continuing education requirements.
Register for COMPLY’s upcoming education courses for expert insight into key compliance areas and how to adapt your program to meet new requirements.
