On Nov. 11, 2019, the preliminary renewal statements for every registered investment adviser (“RIA”) firm will be posted on the Investment Adviser Registration Depository (“IARD”) website. A firm’s failure to pay renewal fees to the proper jurisdiction(s) will result in the termination of the firm’s registration. To help navigate imperative deadlines associated with the 2019-2020 renewal process, we created an easy to follow infographic.
This infographic contains:
- Recommended dates for submission to ensure forms are processed on time.
- Important deadlines to mark on your calendar.
- Description of what to expect on each calendar date.
Contact us if you any questions about the annual registration renewal process.