Cybersecurity is an increasingly important focus area for the Securities and Exchange Commission (“SEC”). Whether it relates to managing passwords, identifying phishing attempts, or other forms of cyber attacks, it’s imperative that registered investment adviser (“RIA”) firms are aware of the risks associated with cybersecurity.
This visual guide outlines cybersecurity tips and best practices that can help your firm and employees to remain vigilant and reduce risk of a security breach.
This complementary infographic covers:
- How to act in a cyber-safe manner.
- Best practices for email, malware, social engineering, and password attacks.
Contact us if you any questions about our cybersecurity solution or compliance software.