Infographic

Six-Step Cybersecurity Incident Response Plan for RIA Firms

Jul 19, 2022

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Due to the growing concern of underreported cybersecurity incidents, the Securities and Exchange Commission (SEC) proposed new cybersecurity risk management rules, aimed at improving resilience against cyber-attacks. Within this set of provisions, the SEC set new requirements for the manner and timeliness in which firms must report cybersecurity incidents.

To help registered investment advisers (RIA) firms comply with the new requirements, we have outlined a six-step response plan for any employee to follow if they suspect they have been targeted by a cyber attacker.

Contact us if you have any questions about our cybersecurity solution. 

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