Infographic

2023 Securities and Exchange Commission (SEC) Exam Priorities

Feb 28, 2023

Download the complimentary infographic to learn more.

On Feb. 7, 2023, the Securities and Exchange Commission (SEC) Division of Examinations released its 2023 annual exam priorities report, highlighting the commission’s accomplishments and four-part mission. The complimentary infographic provides you with a high-level overview of the division’s mission and the exam priorities which will guide enforcement actions in the coming months.

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