Don’t leave your firm’s compliance up to chance. Understanding the SMCR’s Conduct Rules – and who they apply to – is the first step to ensuring you don’t risk personal or institutional liability. Hear from first-class experts who have helped firms achieve SMCR compliance through technology and consulting services.
During the webinar, our esteemed panel of global leaders discuss the following topics:
- What is SMCR? Including an overview of the ruling, conduct standards, and important dates
- The evolving regulatory landscape: What we’ve learned in the past year and how to use technology to execute a successful program
- How to best position your firm for SMCR compliance: Best practices and procedures to mature your firm’s SMCR operations