During the webinar, our esteemed panel of global leaders discuss the following topics:
- Shifting Work Environment: Compliance scope is only increasing – how should you be preparing?
- Cryptocurrency has gone mainstream: Your compliance teams need to be prepared for the new current of currency.
- Tracking MNPI: An SEC priority that will impact your compliance efforts.
- Data management: 71% of compliance professionals consider data management a top 2022 challenge – don’t let it be one of yours.
- SEC’s new Marketing Rule: Investment advisers have until November 4, 2022. But are you still one of many relying on manual processes to meet regulation?
