The SEC’s 2022 Agenda: Expectations and Implications of Shadow Trading Priority

Explore the predications and expectations of the upcoming 2022 SEC Agenda, discussing the implications of shadow trading on MNPI regulations.

This webinar covers:

• An overview of SEC Agenda priority predictions: From ESG to cybersecurity to cryptocurrency, the SEC is expanding their purview and increasing regulations across the board.
• An in-depth look at the “novel” approach to insider trading: Using the case SEC v. Panuwat as our example, we’ll explore the evolution of insider trading and how the SEC plans to regulate shadow trading in the future.
• What the SEC’s heightened regulations mean for your firm: New regulations = new challenges.
• How ComplySci can help: Remaining compliant even with heightened regulations from the SEC requires clear and precise policies, a diligent compliance team, and the right technology. The ComplySci Platform was designed to help automate your processes and elevate your program.