Explore the predications and expectations of the upcoming 2022 SEC Agenda, discussing the implications of shadow trading on MNPI regulations.
This webinar covers:
- An overview of SEC Agenda priority predictions: From ESG to cybersecurity to cryptocurrency, the SEC is expanding their purview and increasing regulations across the board.
- An in-depth look at the “novel” approach to insider trading: Using the case SEC v. Panuwat as our example, we’ll explore the evolution of insider trading and how the SEC plans to regulate shadow trading in the future.
- What the SEC’s heightened regulations mean for your firm: New regulations = new challenges.
- How ComplySci can help: Remaining compliant even with heightened regulations from the SEC requires clear and precise policies, a diligent compliance team, and the right technology. The ComplySci Platform was designed to help automate your processes and elevate your program.
